General Infomation

 

THE COMPANY

 

Saigon Securities Incorporation (“the Company”) is a joint stock company established under the Corporate Law of Vietnam, Operating License No. 3041/GP-UB dated 27 December 1999 issued by the Ho Chi Minh City People’s Committee and the first Business Registration No. 056679 dated 30 December 1999 issued by Ho Chi Minh City Department of Planning and Investment. The Company operates under Securities Trading License No. 03/GPHDKD issued by the State Securities Commission on 5 April 2000 and subsequent amended licenses.

 

The Company’s initial charter capital was VND 6,000,000,000. The charter capital has been supplemented from time to time in accordance with amended licenses. As at 31 December 2016, in accordance with the latest Amended License No. 02/GPDC-UBCK granted by the Chairman of State Securities Commission, which has been effective since 12 January 2017, the Company’s total charter capital was VND 4,900,636,840,000.

 

The Company’s primary activities are to provide brokerage service, securities trading, underwriting for securities issues, custodian service, finance and investment advisory service and margin lending service. The Company’s Head Office is located at 72 Nguyen Hue Boulevard, District 1, Ho Chi Minh City, Vietnam. As at 31 December 2016, the Company has branches located in Ho Chi Minh City, Hanoi, Hai Phong, Vung Tau and Nha Trang, and transaction offices located in Ho Chi Minh City and Hanoi.

 

As at 31 December 2016, the Company has two (02) directly owned subsidiaries, one (01) indirectly owned subsidiary and three (03) associates.

 

BOARD OF DIRECTORS

 

Members of the Board of Directors during the year and at the date of this report are as follows:

 

 

BOARD OF SUPERVISION

 

Members of Board of Supervision during the year and at the date of this report are as follows:

 

 

MANAGEMENT

 

Members of the Management during the year and at the date of this report are as follows:

 

 

LEGAL REPRESENTATIVE

 

The legal representative of the Company for the year ended 31 December 2016 and at the date of this report is Mr. Nguyen Duy Hung, Chairman of the Board of Directors cum Chief Executive Officer.

 

AUDITORS

 

The auditors of the Company are Ernst & Young Vietnam Limited.