BOARD OF DIRECTORS/BOARD OF SUPERVISORY

 

 

 

ESOP for Members of BOD and BOS


According to Article 6, Resolution number 01/2019/NQ-ĐHĐCĐ at 25/04/2019 of GSM, SSI has successfully issued shares under the Employee Stock Ownership Plan (ESOP), which aims to align the interests of employees and the Company; attract, maintain and motivate qualified staff to dedicate and make long-term commitment to the Company. This share issuance was completed on Jan 15th, 2020. The number ESOP shares bought by BOD and BOS members are as follow:

 

 

  • Details of members and structures of the BOD and BOS are presented in section Organization Structure & Key Personnel

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  • Members of BOD, BOS, Board of Management and other key personnel had a corporate governance certificate issued by SSC, details below:

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    SHAREHOLDER INFORMATION

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    The shares of SSI Securities Corporation are listed on the Ho Chi Minh Stock Exchange with the ticker SSI and are centrally deposited at the Vietnam Securities Depository – Ho Chi Minh City Branch.

     

  • Stock Information: SSI completed the issuance of 10,000,000 ESOP shares on January 15, 2020, therefore, these those shares will be recorded in Company’s charter capital in 2020. As at 31/12/2019, charter capital of SSI stood at VND 5,100,636,840,000 VND, dividing into 510,063,684 common shares with the par value of VND 10,000. The Company did not issue any other but common shares

     

  • Treasury share transaction in 2019: The number of treasury shares at 31/12/2019 was 2,009,008 shares, which is higher than the one at 31/12/2018 (893.377 shares) due to buying back odd lot shares and ESOP shares from resigned employees.

     

    Shareholder structure: Details on shareholder structure and ownership of internal persons are presented in Appendix 2 of this Annual Report. The data was updated in accordance with the shareholder list provided by the Vietnam Securities Depository as at 25/10/2019.

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    Appendix 1: Transactions of internal person & related person

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    SSI share trading of internal persons/ related persons as of 31/12/2019
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    Other transactions: (from and to internal and major shareholders and related person)

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    Significant balances and transactions with related parties as at 31 December 2019 (data from audited separate financial statements of 2019)

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    Appendix 2: Shareholder structure and ownership of internal person (The data was updated in accordance with the shareholder list provided by the Vietnam Securities Depository as at 25/10/2019)

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    Shareholding structure on type of shareholder 

     

     

    Shareholding structure on type of share

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    (*) Exclude the share ownership of Mr. Nguyen Duy Hung – Chairman cum CEO, and Mr. Nguyen Hong Nam – BOD member cum Deputy CEO

    (**) Include the share ownership of Mr. Nguyen Duy Hung – Chairman cum CEO, and Mr. Nguyen Hong Nam – BOD member cum Deputy CEO

     (***) ratio is calculated against 510,063,684 shares

     

    List of Major Shareholders (hold from 5% and above of equity)

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    Detailed shareholding of internal persons and related persons