SHAREHOLDER AND MANAGEMENT INFORMATION OF 2018
 
BOARD OF DIRECTORS/BOARD OF SUPERVISORS 
 
Details of members and structures of the BOD and BOS are presented in section Organization Structure & Key Personnel 
 
Members of BOD, SB, Board of Management and employees had a corporate governance certificate issued by SSC:

 

 

SHAREHOLDER INFORMATION

 

The shares of SSI Securities Corporation are listed on the Ho Chi Minh Stock Exchange with the ticker SSI and are centrally deposited at the Vietnam Securities Depository – Ho Chi Minh City Branch.

 

Stock Information: SSI has completed the issuance of 10,000,000 ESOP shares on 25/12/2018. As at 31/12/2018, the charter capital of SSI stood at VND 5,100,636,840,000 VND and divided into 510,063,684 common shares with the par value of VND 10,000. The Company did not issue any other but common shares

 

Treasury share transaction in 2018: The number of treasury shares at 31/12/2018 was 893,377 shares, which is higher than the one at 31/12/2017 (214,314 shares). The reason was the Company corrected transaction errors (according to approval letter of VSD at 28/3/2018 and 04/4/2018), bought back odd lot SSI shares and bought back ESOP shares from resigned employees.

 

Shareholder structure: Details on shareholder structure and ownership of internal persons are presented in Appendix 2 of this Annual Report. The data was updated in accordance with the shareholder list provided by the Vietnam Securities Depository as at 01/04/2019.

 

Appendix 1: Transactions of internal person & related person

SSI share trading of internal persons/ related persons as of 31/12/2018

 

 

Other transactions: (from and to internal and major shareholders and related parties)

List of related parties which have significant transactions with the Company and relationships with the Company is as follows:

 

 

Significant balances and transactions with related parties as at 31 December 2018 and for the year then ended are as follows:

 

ESOP for Members of BOD and BOS

 

In 2018, according to Article 9, Resolution number 02/2018/NQ-ĐHĐCĐ at 20/04/2018 of GSM, SSI has successfully issued shares under the Employee Stock Ownership Plan (ESOP), which aims to align the interests of employees and the Company; attract, maintain and motivate qualified staff to dedicate and make long-term commitment to the Company. The number ESOP shares bought by BOD and BOS members are as follow:

 

 

 

Appendix 2: shareholder structure and ownership of internal person (The data was updated in accordance with the shareholder list provided by the Vietnam Securities Depository as at 01/04/2019)

 

Shareholding structure on type of shareholder

 

 

Shareholding structure on major shareholder and professional investor basis

 

 

Shareholding structure on type of share

 

 

 

Details on share ownership of internal person, spokesman