Shareholder and management information in 2017

 

BOARD OF DIRECTORS/ SUPERVISORY BOARD


  Details of members and structures of the BOD and SB are presented in section Organization Structure & Key Personnel
  Members of BOD, SB, Board of Management and employees had a corporate governance certificate:

 


In 2017, the BOD/ SB also sent representatives to attended, exchanged and also contributed their opinion on Decree No. 71/2017/ND-CP and Circular 95/2017/TT-BTC guiding corporate governance applicable to public companies and listed companies.

 

 

SHAREHOLDER INFORMATION
The shares of Saigon Securities Inc. are listed on the Ho Chi Minh Stock Exchange with the ticker SSI and are centrally deposited at the Vietnam Securities Depository – Ho Chi Minh City Branch.
 

Stock Information: SSI has completed the issuance of 10,000,000 ESOP shares on 22/12/2017. As at 31/12/2017, the charter capital of SSI stood at VND 5,000,636,840,000 VND and divided into 5,000,636,840 common shares with the par value of VND 10,000. The Company did not issue any other but common shares

 

Treasury share transaction in 2017: The number of treasury shares at 31/12/2017 was 214,314 shares, which is lower than the one at 31/12/2016 (238,434 shares). The reason was the Company bought odd lot SSI shares according to approval letter of VSD at 23/02/2017 and 01/12/2017.


Shareholder structure: Details on shareholder structure and ownership of internal persons are presented in Appendix 2 of this Annual Report. The data was updated in accordance with the shareholder list provided by the Vietnam Securities Depository as at 22/03/2018.


APPENDIX 1: TRANSACTIONS OF INTERNAL PERSONS/  MAJOR SHAREHOLDERS AND RELATED PERSONS


SSI share trading of internal persons/ related persons as of 31/12/2017

 

 

Other transactions: (from and to internal and major shareholders and related parties)

 

 

Significant balances and transactions with related parties as at 31 December 2017 and for the year then ended are as follows (according to audited separate financial statement of 2017):

 

 

ESOP for Members of BOD and SB

In 2017, according to Article 5, Resolution number 01/2017/NQ-ĐHĐCĐ at 21/04/2017 of GSM, SSI has successfully issued shares under the Employee Stock Ownership Plan (ESOP), which aims to align the interests of employees and the Company; attract, maintain and motivate qualified staff to dedicate and make long-term commitment to the Company.


The number ESOP shares bought by BOD and SB members are as follow:

 


APPENDIX SHAREHOLDER STRUCTURE AS AT 22/03/2018


Shareholding structure on type of shareholder

 


Shareholder structure on type of ownership

 

 

List of Major Shareholders, Strategic Shareholders (own more than 5%)

 

 

Details of internal shareholders and spokesman